1-1 Formulation and enforcement of
China's legislation for sustainable development
A.
Enactment and Amendment of Laws for Sustainable Development in China
B.
Investigation and Enforcement Measuses of Legislation for Sustainable Development
in China
1-1a Enactment and Amendment of Laws for Sustainable Development
in China
Project Scope and Relationship to China's Agenda 21
This project seeks to formulate legislation supporting
sustainable development; to incorporate sustainability principles into laws
and regulations related to environmental and natural resource protection;
and to develop legislation to fulfill China's international obligations
in terms of environmental treaties and conventions. This project is based
on China's Agenda 21 programme area 3A and is also related to areas 2A and
3B.
1. Background
Legislation concerning sustainable development
is a fundamental part of the process of making policies and measures on
sustainability into practical actions. The Chinese Government attaches importance
to the legal requirements for sustainable development. In the past, four
environmental laws, eight natural resource protection laws, more than 20
administrative decrees for pollution prevention, and 312 environmental standards
have been promulgated.
However, many gaps remain in the current legal
system, especially with respect to sustainable development. For example,
in the field of environment and resources, there is no appropriate legislation
on solid wastes pollution prevention, management of hazardous wastes and
toxic chemicals, radioactive pollution prevention, and sustainable management
of natural resources. Chinese legislation also faces the problem of coordination
and consistency with international treaties and conventions. Although China
has signed more than 20 international treaties on environment and resources,
the domestic legislation to implement these treaties has not yet been enacted.
As China is also striving for membership of GATT, it is important that any
new legislation is consistent with GATT requirements.
Most of the Chinese laws relevant to sustainable
development were promulgated in the 1980s on the basis of a planned economic
system. Now that China is moving towards a market-based economy, legislation
needs to be adjusted and amended so as to adapt to the changing circumstances
while meeting sustainable development requirements.
2. Objectives
Long-term objectives
To establish a legal system on environment and
resources to meet the requirements of a market economy and to ensure the
achievement of sustainable development.
Immediate objectives
- Develop new legislation on environment and resource
protection to fill the gaps in the current legal system with respect to
the requirements of sustainable development.
- Amend, complete and improve current laws, decrees
and regulations on environment and resource management in accordance with
sustainable development principles.
- Enact corresponding domestic laws in order to
implement the international treaties which China has joined.
3. Activities
3.1 To identify, research, draft, and enact new
laws on environmental protection and resource management through the following
activities:
- Collection of data and relevant information for
analysis and development of a legislative data bank;
- Editing and publication of domestic legislative
data, and the translation and publication of relevant legislation from
the main nations in the world;
- Compilation and enactment of currently proposed
legislation on environmental protection, for example:
- - Law of Solid Wastes Pollution Prevention
- - Law on Radioactive Pollution Prevention
- - Regulation on Management of Nature Reserves
- - Regulation for Protection of Bio-Variety
- - Stipulation for Management of Environment Signs
- - Stipulation for Management of Environmental
Protection Industries
- - Regulation for Environment Management of Township
Industries
3.2 To research the scope, effectiveness and compliance
measures for current laws on environment and resource protection and to
amend them as necessary. The major actions will include:
- Investigation of the major problems in the execution
and enforcement of current laws and the collection and analyses of typical
cases to serve as a basis for further action;
- Investigation of the use of market mechanisms
for enforcing environmental protection legislation. These measures could
include environmental taxes, tradeable permits, levies on pollution discharge
("polluter pays principle"), and economic incentives;
- Investigation and introduction of measures to
allow public participation in environmental management;
- Investigation and introduction of systems for
environmental impact assessment and environmental legal liability;
- Compilation of draft amendments to the following
laws and decrees:
- - Environment Protection Law
- - Marine Environment Protection Law
- - Law on Air Pollution Prevention
- - Regulation on Environmental Noise Pollution
Prevention and Control
- - Temporary Method For Charge Pollutant Discharge
Fines
- - Administrative Method on Management of Environment
Protection in Projects of Construction
- - Administrative Method on Management of Environment
Protection Standards
- - Decree on Management for Environment Monitoring
3.3 To research, draft and enact appropriate domestic
legislation to enforce international treaties that China has signed. The
following actions will be carried out:
- Preparation of a list of conventions or treaties
relevant to global sustainable development and research on the contracting
procedures for China;
- Preparation of a training plan for China's ability
to execute the conventions or treaties;
- Investigation and compilation of draft domestic
legislation for the following international treaties:
- - Regulation on Administration for Transboundary
Movements of Hazardous Wastes
- - Regulation on Administration for Substances
that Deplete the Ozone Layer
- - Management Measures for Imports and Exports
of Toxic Chemicals
- - Administrative Decree on the International
Trade in Endangered Wild Fauna and Flora
3.4 Capacity building activities will include:
- Establishment of a project working committee,
an advisory panel of experts, and a drafting group for the enaction and
amendment of laws;
- Staff training for 120-150 professionals in the
fields of law, economy, management and technology for the implementation
of the project;
- Establishment of the data bank on legislative
information system on China's sustainable development.
The implementing agencies will be the Environmental
Protection Committee of the Standing Committee of the National People's
Congress, the Bureau of Legislative Affairs of the State Council, and the
National Environmental Protection Agency. Other organizations involved in
the project include Peking University, Wuhan University, and the Treaty
and Statute Department of the Ministry of Foreign Affairs.
The project duration will be four years for Activities
3.1 and 3.2, and two years for Activity 3.3.
4. Financial Requirements
4.1 National Inputs:
The inputs from the Chinese Government will include:
- Management for the project
- Special funds for the legislative project
- Investigation, research, and demonstration activities
- Invitation for experts, transportation and work
facilities
- Staff training
4.2 International Inputs:
- Data collection and exchange
- Invited experts
- Cooperative research between international organizations,
foreign institutions, colleges and universities
- Exchange visits for research workers, and facilities
for investigation and training abroad
- Organization of international meetings and exchange
of research results
4.3 Budgets:
The total cost of the project is estimated to be
US $1 million. Of this, US $500,000 will come from the government of China
and the other US $500,000 from international aid.
Budget (in million US dollars)
Activity  |
Domestic contribution  |
International grant  |
Total  |
| 3.1 |
0.25 |
0.20 |
0.45 |
| 3.2 |
0.15 |
0.15 |
0.30 |
| 3.3 |
0.10 |
0.15 |
0.25 |
| Total |
0.50 |
0.50 |
1.00 |
5. Benefits
The implementation of the project will help provide
the legislative framework for a comprehensive system of laws for sustainable
development that are based on the principles of the market economy. The
project will also help build capacity by providing training for professional
in the fields of law, economics, management and relevant technical disciplines.
Once the draft laws are enacted and implemented,
it is estimated that about ten billion yuan will be invested for environmental
protection while losses due to environmental pollution will be decreased
by thirty billion yuan per year. This will be achieved mainly through the
use of market based approaches such as environmental taxes, tradeable permits,
levies on pollution discharge ("polluter pays principle"), and
economic incentives.
The greatest benefit of the project will be the
indirect social benefit resulting from the establishment of a legal system
based on sustainable development principles.
1-1b Investigation and Enforcement Measuses of Legislation
for Sustainable Development in China
Project Scope and Relationship to China's Agenda
21
This project seeks to establish enforcement systems
and supporting mechanisms for laws in the field of sustainable development.
This project is based on programme area 3B of China's Agenda 21.
1. Background
Laws and regulations suited to China's particular
political, social, economic, and environmental conditions are among the
most important instruments for transforming sustainable development into
action through the formulation of a supportive and effective legislative
framework. This will require the development and implementation of integrated,
enforceable and effective laws and regulations that are based on sound social,
ecological, economic, and scientific principles. Moreover, the development
of workable programmes to review and enforce compliance with the laws, regulations
and standards is equally critical.
As stated in China's Agenda 21, the enforcement
of laws is based upon legislation and legislation is implemented by enforcement.
The relationship between the two is one of reciprocal support. Therefore
moves to amend and reform legislation, for example as proposed in the project
on "Enactment and amendment of laws in the field of sustainable development
in China," need to be augmented by measures to support and enforce
these laws.
Current legislation on environment and development
in China was drafted in the days before sustainability was an important
criterion. Thus these laws tend to take a compartmentalized approach, considering
economic, social or environmental objectives as separate and unconnected.
Thus there is a need to formulate laws that adopt a more integrated approach.
In addition, the system does not function as required due to issues such
as inconsistent implementation of laws and unpunished violations. There
is a marked lack of awareness of the laws and the need for monitoring and
enforcement amongst the general public as well as industry, and decision
makers at all levels of government. This is reinforced by poor monitoring
due to inadequate facilities, lack of training, and a lack of awareness
of the impacts of violations on society and the environment.
These factors need to be addressed before the supportive
and effective legislative framework necessary for sustainable development
is established. With a move towards a market-based economy, China needs
to strengthen the enforcement of domestic legislation for sustainable development
and develop measures for compliance consistent with its new approach to
social and economic development.
2. Objectives
Long-term objective
- To develop systems for enforcement, compliance
and support for the effective execution of laws and regulations in the
field of sustainable development.
Immediate objectives
- To conduct research on the problems associated
with current systems of law enforcement and to suggest methods for effective
enforcement.
- To increase public awareness of the needs and
reasons for enforcement of the laws.
- To establish mechanisms and procedures for monitoring,
regulation and enforcement consistent with China's political, social, economic,
and environmental systems.
- To provide training for decision-makers, professionals,
workers and others involved with monitoring and enforcement activities.
3. Activities
3.1 Research on current systems of enforcement
of laws in fields related to sustainable development in order to identify
specific problems and to suggest possible solutions. This will be achieved
through the following actions:
- Study the effectiveness of current laws related
to environment and development, their administration and problems associated
with enforcement, monitoring and compliance to develop a conceptual framework
and to identify common elements.
- Compile a database (in conjunction with the sister
project on enactment of laws supportive of sustainable development) of
administrative, monitoring and enforcement systems and compliance measures
to help identify common problems.
- Study current judicial and administrative procedures
to identify weak points in the monitoring and enforcement of laws on sustainable
development.
- Study overseas experience on enforcement and
compliance of similar laws through:
- - Exchange visits with relevant countries by
Chinese personnel;
- - Visits to China by overseas experts;
- - Internships for Chinese personnel in appropriate
countries;
- - Cooperation with UN and other agencies on enforcement
procedures.
- Identify possible solutions based on domestic
research and overseas experience.
3.2 Conduct public awareness and education on the
requirements for implementing, monitoring and enforcing laws related to
sustainable development. The specific activities will include:
- Developing training programmes for decision-makers
at all levels on the need for monitoring and enforcement of the laws;
- Delivering training programmes and on-the-job
courses for lawyers, administrators and other professionals involved in
drafting and administering laws and regulations to ensure that new measures
are workable and enforceable;
- Conducting training programmes for government
officials at all levels who are responsible for monitoring and enforcement
activities;
- Formulating educational programmes and teaching
aids for awareness raising and training for industrial managers and workers;
- Launching public education campaigns for raising
awareness of the existence of these laws and the need for effective implementation
and enforcement.
3.3 Develop monitoring systems that are consistent
with the requirements of sustainable development and are suited to Chinese
conditions through:
- Clarification of the roles of different institutions
and levels of government in monitoring and assigning clear roles to the
appropriate agencies;
- Improvement of current judicial and administrative
systems in order to establish effective monitoring systems;
- Research and identification of effective and
practical methodologies for monitoring;
- Research and development of standards for monitoring
based on impacts on the environment and on human well-being;
- Establishment of monitoring systems that are
transparent and accountable to the public;
- Strengthening the role of the media and the public
in exposing and reporting violations of the law;
- Encouraging public and non-government organizations
role in monitoring, and providing them with opportunities to propose improvements
in methods of law enforcement;
- Investigation of possible role of industry to
develop enforceable self monitoring procedures.
3.4 Investigate measures for effective enforcement
of laws on sustainable development with a view to suggesting changes to
current practices. Possible areas for investigation will be:
- The development of effective and efficient regulatory
measures using standards based on sound social, economic and environmental
principles and on mechanisms for promoting compliance;
- Studies on market measures and economic instruments
for ensuring compliance with laws. These could include:
- - Economic incentives for cleaner production
technologies;
- - Taxes such as a carbon charge on the use of
fossil fuels;
- - Tradeable permits for discharging pollutants
into the environment;
- - Pricing policies for using natural resources
such as water as a source for production and as a sink
for wastes;
- - Levies for using natural resources;
- - Application of the "polluter pays"
principle in imposing charges for emissions and discharges.
- Studies on voluntary measures such as self monitoring
and regulation by industry, negotiated agreements with industry on commitments
to achieve community standards of pollution emission and resource use.
3.5 Prepare recommendations for reform of judicial
and administrative systems and the preparation of monitoring and compliance
procedures for laws in the field of sustainable development. These would
emphasize the following points:
- Any reforms or changes should be incremental
so as to allow time for evaluation and feedback and corrective actions;
- Monitoring systems should involve public and
media participation in line with the principles of sustainable development;
- Proposals for enforcement will include a mix
of policy measures such as regulatory, economic instruments and voluntary
measures to fit the legislation and situation;
- Development of mechanisms and procedures should
take into account wider fiscal, economic, social and environmental costs
and benefits.
The implementing agencies will be the Bureau of
Legislative Affairs of the State Council, the Environmental Protection Committee
of the National People's Congress and other relevant departments.
The project duration will be six years for activities
3.1 to 3.4. Activity 3.5 will be implemented towards the end of that period.
4. Inputs
4.1 Domestic inputs
- Project management
- Professional staff for all activities
- Implementation of investigations and studies
- Training and educational activities.
4.2 International cooperation
- Professional visits by the required experts
- Facilities for exchange visits and internship
- Information and materials on international experiences
4.3 Budget
The implementation of the project
will require US$ 3.5 million, half of which will come from the Chinese Government
and the other half from international aid.
Budget (in million US dollars)
Activity  |
Chinese Input  |
External Grant  |
Total  |
| 3.1 |
0.50 |
0.45 |
0.95 |
| 3.2 |
0.60 |
0.60 |
1.20 |
| 3.3 |
0.20 |
0.20 |
0.40 |
| 3.4 |
0.30 |
0.30 |
0.60 |
| 3.5 |
0.15 |
0.20 |
0.35 |
| Total |
1.75 |
1.75 |
3.50 |
5. Benefits
On completion of this project, the expected benefits
include:
- An information database on current laws and their
implementation, and a conceptual framework for developing environment and
development legislation that are workable, enforceable and practical;
- Capacity building at all levels of government
from decision-makers to law professionals and those responsible for enforcement
and monitoring. The capacity of the public to participate in monitoring
activities will also be enhanced;
- Recommendations for new laws and amendments of
current laws to make them more effective, enforceable, and workable;
- Recommendations on the appropriate mix for China
of regulatory, voluntary and market measures for compliance;
- Promotion of international cooperation in a crucial
area of sustainable development and sharing of information and experiences
with other countries.
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